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Vanessa L Pfaff

Ubs Financial Services Inc.

Oakbrook Terrace, IL

Miamisburg, OH

Glen Ellyn, IL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-12-08
OH RA APPROVED 2014-10-02
  • IL RA
    APPROVED
    Since 2014-12-08
  • OH RA
    APPROVED
    Since 2014-10-02

Branch Locations

1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

Glen Ellyn, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Centerville OH 09/2014 Present
Previous Registrations
Other Businesses

Glen Ellyn Infant Welfare Society / PO Box 273 Glen Ellyn,IL 60137 / Charity/ Charity / Raising money for children in need in the Glen Ellyn School districts. / Member of Board of directors / Help to run local fundraisers. / Start Date 9/1/2018 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-12
  • S66 Uniform Combined State Law Examination
    2006-04-12
Designations
Other Names
  • Vanessa Lynn Honaker
  • Vanessa L Honaker

View on SEC IAPD

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DEFINED CAPITAL LLC

Other Investors

STEVEN ALLEN SMITH
BARRY JASON DUPUY
MANILA SUDHIR KALA
MICHAEL J DASTICE
KEVIN JAMES DAUGHERTY
KOMALPREET KAUR
Austin Michael Miller
ANNAMARIE RITA SABATINI

Other Offices

NORTHERN TRUST SECURITIES, INC. · OAKBROOK TERRACE, IL
UBS FINANCIAL SERVICES INC. · OAKBROOK TERRACE, IL
EDELMAN FINANCIAL ENGINES · OAKBROOK TERRACE, IL
EDELMAN FINANCIAL ENGINES · Villa Park, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Oakbrook Terrace, IL
B. RILEY WEALTH ADVISORS, INC. · OAKBROOK TERRACE, IL
UBS FINANCIAL SERVICES INC. · OAKBROOK TERRAC, IL
LPL FINANCIAL LLC · OAKBROOK TERRACE, IL

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