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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-03-06
  • CO RA
    APPROVED
    Since 2026-03-06

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

7900 E. Union Ave Suite 120, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 01/2024 05/2025
Unemployed Denver CO 08/2023 12/2023
Residence Inn Denver Tech Center Greenwood Village CO 04/2019 08/2023
Residence Inn Silicon Valley I & Ii Sunnvale CA 08/2018 04/2019
Aloft Tucson University Tucson AZ 04/2018 08/2018
Residence Inn Mountain View Mountain View CA 03/2017 04/2018
Ac Downtown San Jose San Jose CA 09/2016 03/2017
Unemployed San Jose CA 06/2016 09/2016
Lpl Enterprise Llc Englewood CO 06/2025 02/2026
Kestra Investment Services, Llc Denver CO 02/2026 Present
Kestra Advisory Services, Llc. Denver CO 02/2026 Present
  • 01/2024 → 05/2025
    New York, NY
  • 08/2023 → 12/2023
    Unemployed
    Denver, CO
  • 04/2019 → 08/2023
    Residence Inn Denver Tech Center
    Greenwood Village, CO
  • 08/2018 → 04/2019
    Residence Inn Silicon Valley I & Ii
    Sunnvale, CA
  • 04/2018 → 08/2018
    Aloft Tucson University
    Tucson, AZ
  • 03/2017 → 04/2018
    Residence Inn Mountain View
    Mountain View, CA
  • 09/2016 → 03/2017
    Ac Downtown San Jose
    San Jose, CA
  • 06/2016 → 09/2016
    Unemployed
    San Jose, CA
  • 06/2025 → 02/2026
    Englewood, CO
  • 02/2026 → Present
    Kestra Investment Services, Llc
    Denver, CO
  • 02/2026 → Present
    Denver, CO
Previous Registrations
Other Businesses

Name: RENEW MASSAGE STUDIO POSITION: Front Desk NATURE: Massage INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 02/25/2026 ADDRESS: 765 S University Blvd, Denver CO 80209, United States DESCRIPTION: Answer phones, check-in and check-out clients, make appointments, and clean the studio. Name: CATALYST RETIREMENT ADVISORS POSITION: Associate Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 02/25/2026 ADDRESS: 7900 E Union Ave, #120, Denver CO 80237, United States DESCRIPTION: Participate in client meetings, prepare agenda, and follow up on action items to ensure that client needs are met. Actively participate in the development and implementation of financial plans. Gather and analyze client data to understand their financial needs and recommend appropriate strategies to achieve their goals. Research and analyze investment opportunities, provide market insights to advisors and clients. Build and maintain strong relationships with clients and act as a point of contact. Monitor and review client accounts, ensure that they are aligned with their financial objectives. Stay up-to-date on industry trends and best practices and share this knowledge with the team. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/25/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-07
  • S66 Uniform Combined State Law Examination
    2024-02-07

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