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Alex Kendall Mager

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-06-25
  • IL RA
    APPROVED
    Since 2025-06-25

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Gahanna OH 01/2024 06/2025
Thorsens Greenhouse Delaware OH 05/2015 08/2020
Ohio University Athens OH 08/2020 12/2020
United Parcel Service (Ups) Obetz OH 12/2020 01/2021
Ohio University Athens OH 01/2021 05/2021
Aston Carter (Huntington National Bank) Columbus OH 05/2021 10/2023
Saling Simms Associates Worthington OH 10/2023 01/2024
First Trust Portfolios L.P. Wheaton IL 06/2025 Present
First Trust Advisors L.P. Wheaton IL 06/2025 Present
  • 01/2024 → 06/2025
    Ameriprise Financial Services, Llc
    Gahanna, OH
  • 05/2015 → 08/2020
    Thorsens Greenhouse
    Delaware, OH
  • 08/2020 → 12/2020
    Ohio University
    Athens, OH
  • 12/2020 → 01/2021
    United Parcel Service (Ups)
    Obetz, OH
  • 01/2021 → 05/2021
    Ohio University
    Athens, OH
  • 05/2021 → 10/2023
    Aston Carter (Huntington National Bank)
    Columbus, OH
  • 10/2023 → 01/2024
    Saling Simms Associates
    Worthington, OH
  • 06/2025 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 06/2025 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-12
  • S66 Uniform Combined State Law Examination
    2024-07-12

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
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