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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-10-30 |
| TX | RA | APPROVED | 2024-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riverview Financial Group Pc | Keosauqua | IA | 01/2024 | Present |
| Door Creek Construction Of Illinois | Bettendorf | IA | 03/2022 | 04/2023 |
| Dd Del Thorton Hill Lp | Platteville | WI | 07/2019 | 03/2023 |
| Hill Phoenix | Keosauqua | IA | 03/2019 | 06/2019 |
| Wes Aeschliman State Farm | Albia | IA | 05/2018 | 03/2019 |
| Hill Phoenix | Keosauqua | IA | 06/2017 | 08/2017 |
| Indian Hills Community College | Ottumwa | IA | 08/2017 | 02/2019 |
| Van Buren High School | Keosauqua | IA | 08/2013 | 05/2018 |
| Unemployed | Keosauqua | IA | 05/2023 | 12/2023 |
| Avantax Investment Services Inc. | Keosauqua | IA | 01/2024 | 10/2024 |
| Avantax Advisory Services | Keosauqua | IA | 01/2024 | 10/2024 |
| Stovall Construction Llc | Keosauqua | IA | 02/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2024 | Present |
1. AMOS STOVALL, 709 1st St, Keosauqua IA 52565, United States, 09/01/2024, Owner, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 10 HR/MO TRADING 2. RIVERVIEW FINANCIAL GROUP, PC, 709 1st Street, Suite 3, Keosauqua IA 52565, United States, 01/02/2024, W2 Employee, Tax Services, NIR, 160 HR/MO - 130 HR/MO TRADING 3. STOVALL CONSTRUCTION, 25870 Hwy 2, Keosauqua IA 52565, United States, 01/01/2024, Owner, Construction/Labor, NIR, 0 HR/MO - 0 HR/MO TRADING 4. RIVERVIEW FINANCIAL GROUP, PC, 709 1st Street, Suite 3, Keosauqua IA 52565, United States, 01/02/2024, W2 Employee, DBA Nam, INV REL, 160 HR/MO - 130 HR/MO TRADING 5. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/30/2024 6. ACE HIGH DOG GROOMING, 25870 Hwy 2, Keosauqua IA 52565, 05/2025, OWNER, NIR, 0 HR/MO - 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-16 |
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