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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-10-30
TX RA APPROVED 2024-10-30
  • IA RA
    APPROVED
    Since 2024-10-30
  • TX RA
    APPROVED
    Since 2024-10-30

Branch Locations

709 1St St. Ste. 3, Keosauqua, IA 52565 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janice S. Towne Mt. Pleasant IA 01/1978 Present
Insurance Keosauqua IA 12/1997 Present
Avantax Investment Services, Inc. Keosauqua IA 09/1999 10/2024
Avantax Advisory Services Keosauqua IA 10/2000 10/2024
Riverview Financial Group,Pc Keosauqua IA 11/2009 Present
Avantax Insurance Agency, Llc Keosauqua IA 05/2017 10/2024
Rental Property Keosauqua IA 03/2014 Present
Hotel Manning Preservation Group Keosauqua IA 04/2018 Present
Henry County Health Center Foundation Mt Pleasant IA 09/2023 Present
Fixed And Equity Indexed Annuities Keosauqua IA 12/2023 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2024 Present
Cambridge Investment Research Advisors Inc. Fairfield IA 10/2024 Present
  • 01/1978 → Present
    Janice S. Towne
    Mt. Pleasant, IA
  • 12/1997 → Present
    Insurance
    Keosauqua, IA
  • 09/1999 → 10/2024
    Avantax Investment Services, Inc.
    Keosauqua, IA
  • 10/2000 → 10/2024
    Avantax Advisory Services
    Keosauqua, IA
  • 11/2009 → Present
    Riverview Financial Group,Pc
    Keosauqua, IA
  • 05/2017 → 10/2024
    Avantax Insurance Agency, Llc
    Keosauqua, IA
  • 03/2014 → Present
    Rental Property
    Keosauqua, IA
  • 04/2018 → Present
    Hotel Manning Preservation Group
    Keosauqua, IA
  • 09/2023 → Present
    Henry County Health Center Foundation
    Mt Pleasant, IA
  • 12/2023 → Present
    Fixed And Equity Indexed Annuities
    Keosauqua, IA
  • 10/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2024 → Present
    Fairfield, IA
Previous Registrations
  • 2000-09-18 → 2024-11-04
    Avantax Advisory Services
    Fairfield, IA
Other Businesses

1) HOTEL MANNING PRESERVATION GROUP, 100 Van Buren Street, Keosauqua IA 52565, United States, 04/01/2018, Treasurer, Owner/Partner of a Business Entity, NIR, 5/MO - 5/Trading 2) RENTAL PROPERTY, 709 1st Street, Keosauqua IA 52565, United States, 03/28/2014, Owner, Real Estate, NIR, 1/MO - 0/MO 3) JAN TOWNE, 709 1st Street, Keosauqua IA 52565, United States, 05/01/2017, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 2/MO - 2/Trading 4) RIVERVIEW FINANCIAL GROUP, 709 1st Street, Keosauqua IA 52565, United States, 11/01/2009, Owner, Tax services, NIR, 80/MO - 70/Trading 5) HENRY COUNTY HEALTH CENTER FOUNDATION, 407 S White St, Mt Pleasant IA 52641, United States, 09/01/2023, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1/MO - 0/Trading 6) JAN TOWNE, 709 1st Street, Keosauqua IA 52565, 05/2017, Agent, Insurance/Benefits/Human Resources, INV REL, 2 HR/MO, 2 HR/MO TRADING. 7) RIVERVIEW FINANCIAL GROUP, 709 1st Street, Keosauqua IA 52565, United States, 11/01/2009, IAR, DBA, INV REL, 80/MO - 70/Trading 8) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/30/2024

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-09
S63 Uniform Securities Agent State Law Examination 1996-09-05
  • S65 Uniform Investment Adviser Law Examination
    1998-07-09
  • S63 Uniform Securities Agent State Law Examination
    1996-09-05
Designations
Other Names
  • Janice Susan Licht

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