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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hennepin County Sheriff's Office | Minneapolis | MN | 07/2016 | 11/2023 |
| Receivables Control Corporation | Maple Grove | MN | 11/2023 | 12/2023 |
| Army | Cambridge | MN | 04/2011 | 04/2019 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 02/2024 | 06/2025 |
| Charles Schwab & Co., Inc. | Eden Prairie | MN | 07/2025 | Present |
| Independent Branch Services | Eden Prairie | MN | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-11 |
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