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7820 Terrey Pine Ct, #200, Eden Prairie, MN 55347 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-10-29 |
| LA | RA | APPROVED | 2018-10-23 |
| TX | RA | APPROVED_RES | 2018-09-12 |
| MN | RA | APPROVED | 2017-08-04 |
Branch Locations
7820 Terrey Pine Ct, #200, Eden Prairie, MN 55347 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 05/2014 | 07/2017 |
| Strategic Wealth Group Registered Investment Advisor, Llc | Eden Prairie | MN | 07/2017 | Present |
| Lpl Financial, Llc | Eden Prairie | MN | 07/2017 | Present |
1. 08/09/2017- Strategic Wealth Group RIA, LLC-investment related- At reported business location(s)-Registered Investment Advisor Hybrid-start 07/31/2017-Hours per month 160/ hours during trading 40-Time spent percent 70%- I provide investment advisory services through Strategic Wealth Group RIA, LLC, an independent investment advisor firm. I started this business activity in 07/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 04/26/2022 - Strategic Wealth Group -Investment Related- At reported business location(s)- DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)- Start Date - 04/25/2022 - 40 Hours per month 40 Hours during securities trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-05 |
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