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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-10 |
| AZ | RA | APPROVED | 2024-07-09 |
Branch Locations
3002 N Central Ave, Phoenix, AZ 85012 • United States
8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Phoenix | AZ | 01/2024 | Present |
| Wells Fargo Bank, Na | Phoenix | AZ | 05/2016 | Present |
GROWTH FOR THE SOUL LLC; NOT INV. RELATED; PHOENIX, AZ; 49% OWNERSHIP; START DATE 9/10/2022; 0 HRS PER MONTH; DUTIES: NONE, LLC, INACTIVE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-15 |
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