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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Appalachian State University | Boone | NC | 08/2020 | 12/2023 |
| Prestige School Solutions, Llc | Spindale | NC | 05/2023 | 08/2023 |
| Barley's Taproom And Pizzeria | Spindale | NC | 05/2022 | 08/2022 |
| Barley's Taproom And Pizzeria | Spindale | NC | 05/2021 | 08/2021 |
| Barley's Taproom And Pizzeria | Spindale | NC | 08/2017 | 08/2020 |
| N/A | Forest City | NC | 01/2014 | 08/2017 |
| Raymond James Financial Services, Inc | Forest City | NC | 01/2024 | Present |
| Raymond James Financial Services Advisors, Inc | Forest City | NC | 06/2024 | Present |
(1)Name of Business: Bright Asset Management, LLC Address: 124 Yarboro St, Forest City, NC, 28043-3037, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: FA 60GF
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-24 |
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