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Nicholas Hayes Elliott

Equitable Advisors, LLC

Forest City, NC

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-08-04
  • NC RA
    APPROVED
    Since 2009-08-04

Branch Locations

115 Cherry Mountain Street, Forest City, NC 28043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 01/2009 06/2020
Equitable Advisors, Llc New York NY 01/2009 Present
Other Businesses

COVENANT ADVISORY GROUP DBA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-06
  • S66 Uniform Combined State Law Examination
    2009-04-06
Other Names
  • Nicholas Elliot
  • Nick Elliot

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
CREDIT UNION INVESTMENT SERVICES
CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

Ivey Deecon Bright
MATTHEW PATRICK BRIGHT
JAMES RICKY SHERRILL
Tracy Armstrong Faucette
Bradford Thorne
Elijah Benfield Poe
Gregory Scott Poe
Joshua David Poe

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Forest City, NC
PFS INVESTMENTS INC. · FOREST CITY, NC
COMMONWEALTH FINANCIAL NETWORK · Forest City, NC
EDWARD JONES · FOREST CITY, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Forest City, NC
CREDIT UNION INVESTMENT SERVICES · Forest City, NC
CETERA INVESTMENT ADVISERS LLC · Spindale, NC
EDWARD JONES · Spindale, NC

More in Forest City, NC

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