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Nicola Lorenzo Gallo

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-03-03
TX RA APPROVED 2026-03-03
  • PA RA
    APPROVED
    Since 2026-03-03
  • TX RA
    APPROVED
    Since 2026-03-03

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Garfield's Beverage Warehouse Norridge IL 03/2018 01/2024
Chicago Public School North Side College Prep Chicago IL 10/2018 05/2019
Chicago Park District Chicago IL 08/2015 10/2019
University Of Iowa Iowa City IA 08/2014 05/2017
The Vanguard Group, Inc. Malvern PA 02/2024 Present
Vanguard Marketing Corporation Malvern PA 02/2024 Present
Vanguard Advisers, Inc. Malvern PA 03/2026 Present
  • 03/2018 → 01/2024
    Garfield's Beverage Warehouse
    Norridge, IL
  • 10/2018 → 05/2019
    Chicago Public School North Side College Prep
    Chicago, IL
  • 08/2015 → 10/2019
    Chicago Park District
    Chicago, IL
  • 08/2014 → 05/2017
    University Of Iowa
    Iowa City, IA
  • 02/2024 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 02/2024 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 03/2026 → Present
    Vanguard Advisers, Inc.
    Malvern, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-27
S63 Uniform Securities Agent State Law Examination 2024-04-26
  • S66 Uniform Combined State Law Examination
    2026-02-27
  • S63 Uniform Securities Agent State Law Examination
    2024-04-26
Other Names
  • Nicola L Gallo
  • Nicola Gallo

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

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