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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-03-12
  • TN RA
    APPROVED
    Since 2024-03-12

Branch Locations

2128 Gunbarrel Road, Chattanooga, TN 37421 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 01/2024 Present
Regions Bank Chattanooga TN 05/2021 Present
Covenant Logistics Group Chattanooga TN 09/2020 05/2021
Unemployed Trenton GA 03/2020 09/2020
Shorter University Rome GA 05/2016 03/2020
Cetera Investment Advisers Llc Chattanooga TN 03/2024 Present
  • 01/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 05/2021 → Present
    Regions Bank
    Chattanooga, TN
  • 09/2020 → 05/2021
    Covenant Logistics Group
    Chattanooga, TN
  • 03/2020 → 09/2020
    Unemployed
    Trenton, GA
  • 05/2016 → 03/2020
    Shorter University
    Rome, GA
  • 03/2024 → Present
    Chattanooga, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-08
  • S66 Uniform Combined State Law Examination
    2024-03-08

View on SEC IAPD

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