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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-03-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | Saint Cloud | MN | 01/2024 | Present |
| Regions Bank | Chattanooga | TN | 05/2021 | Present |
| Covenant Logistics Group | Chattanooga | TN | 09/2020 | 05/2021 |
| Unemployed | Trenton | GA | 03/2020 | 09/2020 |
| Shorter University | Rome | GA | 05/2016 | 03/2020 |
| Cetera Investment Advisers Llc | Chattanooga | TN | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-08 |
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