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Ralph Dominick Chiocco

Elliott Cove Capital Management

Seattle, WA

CRD 3210599

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Employer firm

Elliott Cove Capital Management CRD 123636

$348M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Elliott Cove Capital Management

1000 Second Avenue Suite 1440, Seattle, WA 98104 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2006-06-19
WA RA APPROVED 2006-06-19
  • AK RA
    APPROVED
    Since 2006-06-19
  • WA RA
    APPROVED
    Since 2006-06-19

Branch Locations

1000 Second Avenue Suite 1440, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Elliott Cove Capital Management Llc Seattle WA 10/2003 Present
  • 10/2003 → Present
    Elliott Cove Capital Management Llc
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-16
S63 Uniform Securities Agent State Law Examination 1999-08-10
  • S65 Uniform Investment Adviser Law Examination
    2006-06-16
  • S63 Uniform Securities Agent State Law Examination
    1999-08-10

View on SEC IAPD

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