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Employer firm

Benjamin F. Edwards & Company, Inc. CRD 146936

$18.9B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-21
  • TX RA
    APPROVED
    Since 2025-05-21

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

1303 N. Travis St., Sherman, TX 75092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Servicelink Services Llc Addison TX 08/2016 01/2018
Unemployed Roxton TX 02/2018 02/2022
National Government Services Denison TX 02/2022 01/2023
Self-Employed Sherman TX 02/2023 12/2023
Benjamin F. Edwards Sherman TX 12/2023 Present
  • 08/2016 → 01/2018
    Servicelink Services Llc
    Addison, TX
  • 02/2018 → 02/2022
    Unemployed
    Roxton, TX
  • 02/2022 → 01/2023
    National Government Services
    Denison, TX
  • 02/2023 → 12/2023
    Self-Employed
    Sherman, TX
  • 12/2023 → Present
    Benjamin F. Edwards
    Sherman, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-20
  • S66 Uniform Combined State Law Examination
    2025-05-20

View on SEC IAPD

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