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Malachi Hummel

LPl Enterprise, LLC

Wauwatosa, WI

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-11-14
  • WI RA
    APPROVED
    Since 2024-11-14

Branch Locations

10000 W Innovation Drive Suite 190, Wauwatosa, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Wauwatosa WI 10/2023 11/2024
Safe Haven Security Wauwatosa WI 04/2022 10/2023
Victra - Verizon Authorized Dealer Hartford WI 02/2021 04/2022
Susan B. Anthony List Hartford WI 08/2020 11/2020
Culver's Hartford WI 05/2016 06/2020
Unemployed Hartford WI 12/2020 01/2021
Unemployed Hartford WI 07/2020 07/2020
The Prudential Insurance Company Of America Wauwatosa WI 05/2024 Present
Lpl Enterprise, Llc Wauwatosa WI 11/2024 Present
  • 10/2023 → 11/2024
    Pruco Securities Llc
    Wauwatosa, WI
  • 04/2022 → 10/2023
    Safe Haven Security
    Wauwatosa, WI
  • 02/2021 → 04/2022
    Victra - Verizon Authorized Dealer
    Hartford, WI
  • 08/2020 → 11/2020
    Susan B. Anthony List
    Hartford, WI
  • 05/2016 → 06/2020
    Culver's
    Hartford, WI
  • 12/2020 → 01/2021
    Unemployed
    Hartford, WI
  • 07/2020 → 07/2020
    Unemployed
    Hartford, WI
  • 05/2024 → Present
    The Prudential Insurance Company Of America
    Wauwatosa, WI
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Wauwatosa, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-22
  • S66 Uniform Combined State Law Examination
    2024-04-22

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
CURI CAPITAL, LLC
AFFILIATED FINANCIAL ADVISORS INC
CETERA INVESTMENT ADVISERS LLC
PACKERLAND BROKERAGE SERVICES, INC.
HARBOUR INVESTMENTS, INC.
J. W. COLE ADVISORS, INC.

Other Investors

FRANK ANTHONY MULARZ III
Alicia Brooke Lantz
Andrew Lee Kroll
Edward August Behling
David Edward Koehler
DANIEL JOSEPH MATOLA
BRIAN ARTHUR JANECKE
JASON VERN VOELKER

Other Offices

LPL FINANCIAL LLC · WAUWATOSA, WI
U.S. BANCORP ADVISORS, LLC · Wauwatosa, WI
CURI CAPITAL, LLC · Milwauikee, WI
AFFILIATED FINANCIAL ADVISORS INC · MILWAUKEE, WI
CETERA INVESTMENT ADVISERS LLC · WAUWATOSA, WI
PACKERLAND BROKERAGE SERVICES, INC. · WAUWATOSA, WI
HARBOUR INVESTMENTS, INC. · MILWAUKEE, WI
AFFILIATED FINANCIAL ADVISORS INC · MILWAUKEE, WI

More in Wauwatosa, WI

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