Tony Chang

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 10/2017
  Investment Centers Of America, Inc.
  Orange, CA
• 10/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2014-09-18 → 2017-10-17
  Investment Centers Of America, Inc.
  Orange, CA
• 2011-04-19 → 2014-09-29
  Bancwest Investment Services, Inc.
  Santa Ana, CA
  Covina, CA
  Irvine, CA
  Downey, CA
  Baldwin Park, CA
  Rosemead, CA
  Bell Gardens, CA
  Rancho Cucamonga, CA
  Chino, CA
  Rosemead, CA
  Westminster, CA
  West Covina, CA
• 2009-05-02 → 2011-04-15
  Chase Investment Services Corp.
  Irvine, CA
  Irvine, CA
  Westminster, CA
  Santa Ana, CA
  Fountain Valley, CA
  Irvine, CA
  Irvine, CA
• 2009-01-30 → 2009-05-02
  Wamu Investments, Inc.
  Irvine, CA
• 2008-09-19 → 2009-01-13
  Lpl Financial Llc
  Eastvale, CA
• 2001-05-15 → 2005-05-24
  Wells Fargo Investments, Llc
  Cerritos, CA

Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.INDEPENDENT INSURANCE AGENT, 3707 W GARDEN GROVE BLVD STE 101, ORANGE,CA, 10/2017 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/WK - 1/TRADING. 3.ARDENTONE FINANCIAL 3707 W GARDEN GROVE BLVD STE 101, ORANGE,CA, 1/2015 AS SECRETARY OF SCORP USED TO COVER OFFICE EXPENSES. INV REL - 50/WK - 5/TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-18
• S63 Uniform Securities Agent State Law Examination
  1999-07-22

Other Names

• Yong Tae Chang