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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-05-26 |
| OK | RA | APPROVED | 2026-05-18 |
| TX | RA | APPROVED | 2026-05-18 |
| CO | RA | APPROVED | 2026-05-11 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
Castle Rock, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vantage Data Center | Denver | CO | 05/2023 | 08/2023 |
| Akerna | Denver | CO | 08/2021 | 04/2022 |
| Distru | Oakland | CA | 12/2020 | 06/2021 |
| Peloton | New York | NY | 05/2020 | 12/2020 |
| Colorado National Golf Club | Erie | CO | 06/2019 | 08/2019 |
| First National Bank Of Omaha | Fort Collins | CO | 01/2018 | 11/2018 |
| Fidelity Investments | Denver | CO | 12/2023 | 11/2025 |
| Colorado State University | Fort Collins | CO | 01/2015 | 05/2019 |
| Colorado State University | Fort Collins | CO | 08/2022 | 12/2023 |
| Unemployed | Fort Collins | CO | 01/2016 | 01/2018 |
| Unemployed | Fort Collins | CO | 11/2018 | 06/2019 |
| Unemployed | Denver | CO | 08/2019 | 05/2020 |
| Unemployed | Denver | CO | 04/2022 | 05/2023 |
| Thrivent Investment Management Inc | Minneapolis | MN | 02/2026 | Present |
| Thrivent Financial | Appleton | WI | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-04 |
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