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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-04-25
  • AL RA
    APPROVED
    Since 2024-04-25

Branch Locations

510 East Laurel, Scottsboro, AL 35768 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 12/2023 Present
Regions Bank Athens AL 06/2021 Present
1St Franklin Financial Corp. Florence AL 08/2014 06/2021
Cetera Investment Advisers Llc Scottsboro AL 04/2024 Present
  • 12/2023 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 06/2021 → Present
    Regions Bank
    Athens, AL
  • 08/2014 → 06/2021
    1St Franklin Financial Corp.
    Florence, AL
  • 04/2024 → Present
    Scottsboro, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-24
  • S66 Uniform Combined State Law Examination
    2024-04-24

View on SEC IAPD

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