Jon Riggs Bergman

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 06/2017
  Charter Investment Services
  Scottsboro, AL
• 08/2008 → Present
  Raymond James Financial Services, Inc
  Scottsboro, AL
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Scottsboro, AL

Other Businesses

(1) Name of Business: Cornerstone Investment Holdings, LLC Address: 601 E Laurel St, Scottsboro, AL, 35768, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-Owner (2) Name of Business: Cornerstone Investment Services, LLC Address: 601 E Laurel St, Scottsboro, AL, 35768, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Co-Owner / Financial Advisor / Branch Manager (3) Name of Business: JRB Financial Holdings, LLC Address: 601 E Laurel St, Scottsboro, AL, 35768, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/26/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (4) Name of Business: Wynnewood Properties, LLC Address: 203 Goldenrod Drive, Scottsboro, AL, 35769, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Residential Rental Properties (single family houses)

Exams

• S66 Uniform Combined State Law Examination
  2008-10-16

Designations

• Certified Financial Planner