Best Investors Account Sign in

Thomas Frothingham

J.P. Morgan Securities LLC

Red Bank, NJ

Middletown, NJ

CRD 3210341

Claim This Profile
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-07
NJ RA APPROVED 2014-02-06
  • TX RA
    APPROVED_RES
    Since 2026-05-07
  • NJ RA
    APPROVED
    Since 2014-02-06

Branch Locations

430 State Route 35, Red Bank, NJ 07701 • United States

1210 Highway 35, Middletown, NJ 07748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Reb Bank NJ 01/2014 Present
Jpmorgan Chase Bank, N.A. Red Bank NJ 01/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-23
S63 Uniform Securities Agent State Law Examination 1999-04-22
  • S66 Uniform Combined State Law Examination
    2010-12-23
  • S63 Uniform Securities Agent State Law Examination
    1999-04-22
Other Names
  • Thomas Frothingham

View on SEC IAPD

Nearby Firms

CLEAR WAVE WEALTH MANAGEMENT, LLC
MILLINGTON SECURITIES, LLC
HARTSHORNE GROUP, LLC

Nearby Investors

MATTHEW FRANK WILK
JOSEPH MICHAEL GALLO
Robert Daniel Morgan

Nearby Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ

More in Red Bank, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor