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Thomas Frothingham

J.P. Morgan Securities LLC

Red Bank, NJ

Middletown, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-07
NJ RA APPROVED 2014-02-06
  • TX RA
    APPROVED_RES
    Since 2026-05-07
  • NJ RA
    APPROVED
    Since 2014-02-06

Branch Locations

430 State Route 35, Red Bank, NJ 07701 • United States

1210 Highway 35, Middletown, NJ 07748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Reb Bank NJ 01/2014 Present
Jpmorgan Chase Bank, N.A. Red Bank NJ 01/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-23
S63 Uniform Securities Agent State Law Examination 1999-04-22
  • S66 Uniform Combined State Law Examination
    2010-12-23
  • S63 Uniform Securities Agent State Law Examination
    1999-04-22
Other Names
  • Thomas Frothingham

View on SEC IAPD

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