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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-15
NY RA APPROVED 2024-07-10
  • TX RA
    APPROVED
    Since 2024-07-15
  • NY RA
    APPROVED
    Since 2024-07-10

Branch Locations

50 Fountain Plz, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brighthouse Financial Rochester NY 09/2023 04/2024
Doordash Rochester NY 01/2020 09/2023
Seabreeze Rochester NY 08/2018 01/2020
West Irondequoit High School Rochester NY 05/2015 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Buffalo NY 04/2024 Present
Florida State University Tallahassee FL 08/2020 05/2023
Bank Of America, N.A. Buffalo NY 06/2024 Present
  • 09/2023 → 04/2024
    Brighthouse Financial
    Rochester, NY
  • 01/2020 → 09/2023
    Doordash
    Rochester, NY
  • 08/2018 → 01/2020
    Seabreeze
    Rochester, NY
  • 05/2015 → 06/2019
    West Irondequoit High School
    Rochester, NY
  • 04/2024 → Present
    Buffalo, NY
  • 08/2020 → 05/2023
    Florida State University
    Tallahassee, FL
  • 06/2024 → Present
    Bank Of America, N.A.
    Buffalo, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-08
S63 Uniform Securities Agent State Law Examination 2024-01-31
  • S66 Uniform Combined State Law Examination
    2024-07-08
  • S63 Uniform Securities Agent State Law Examination
    2024-01-31

View on SEC IAPD

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