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Tuan Minh Pham

W&S Brokerage Services, Inc.

Celina, OH

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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-28
IN RA APPROVED 2025-04-22
OH RA APPROVED 2024-07-25
  • TX RA
    APPROVED
    Since 2025-10-28
  • IN RA
    APPROVED
    Since 2025-04-22
  • OH RA
    APPROVED
    Since 2024-07-25

Branch Locations

804 East Wayne Street Suite 300, Celina, OH 45822 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W&S Brokerage Services, Inc. Celina OH 12/2023 Present
Western And Southern Life Celina OH 10/2023 Present
Western Kentucky University Bowling Green KY 09/2020 10/2023
Boba Fusion Llc Bowling Green KY 09/2019 09/2020
Western Kentucky University Bowling Green KY 05/2017 09/2019
The World And Vietnam Report Hanoi 05/2015 05/2017
  • 12/2023 → Present
    W&S Brokerage Services, Inc.
    Celina, OH
  • 10/2023 → Present
    Western And Southern Life
    Celina, OH
  • 09/2020 → 10/2023
    Western Kentucky University
    Bowling Green, KY
  • 09/2019 → 09/2020
    Boba Fusion Llc
    Bowling Green, KY
  • 05/2017 → 09/2019
    Western Kentucky University
    Bowling Green, KY
  • 05/2015 → 05/2017
    The World And Vietnam Report
    Hanoi
Other Businesses

Western and Southern Life - No - Celina, OH - Full time Financial Representative

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-24
S63 Uniform Securities Agent State Law Examination 2024-03-14
  • S65 Uniform Investment Adviser Law Examination
    2024-07-24
  • S63 Uniform Securities Agent State Law Examination
    2024-03-14
Other Names
  • Tuan Pham

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · CELINA, OH
CETERA INVESTMENT ADVISERS LLC · CELINA, OH
GRADIENT ADVISORS, LLC · Celina, OH
EDWARD JONES · CELINA, OH
CETERA INVESTMENT ADVISERS LLC · CELINA, OH
J.P. MORGAN SECURITIES LLC · CELINA, OH
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