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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-05
  • OH RA
    APPROVED
    Since 2025-09-05

Branch Locations

531 East Market Street, Celina, OH 45822 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moorman, Harting & Co. Celina OH 10/2010 Present
1St Global Capital Corp Celina OH 01/2016 10/2019
1St Global Advisors, Inc Celina OH 01/2016 10/2019
Avantax Insurance Services, Inc. Celina OH 01/2019 09/2025
Avantax Advisory Services Celina OH 10/2019 09/2025
Avantax Investment Services, Inc. Celina OH 10/2019 09/2025
Fixed Insurance Products Celina OH 07/2019 Present
Cetera Wealth Services, Llc Celina OH 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 10/2010 → Present
    Moorman, Harting & Co.
    Celina, OH
  • 01/2016 → 10/2019
    1St Global Capital Corp
    Celina, OH
  • 01/2016 → 10/2019
    1St Global Advisors, Inc
    Celina, OH
  • 01/2019 → 09/2025
    Avantax Insurance Services, Inc.
    Celina, OH
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Celina, OH
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Celina, OH
  • 07/2019 → Present
    Fixed Insurance Products
    Celina, OH
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Celina, OH
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Celina, OH
  • 2016-05-03 → 2019-10-25
    1St Global Advisors Inc
    Celina, OH
Other Businesses

1) MOORMAN HARTING FINANCIAL SERVICES POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 06/01/2017 ADDRESS: 531 E MARKET ST., CELINA OH 45822, United States DESCRIPTION: PROVIDE SERVICE TO CLIENT ACCOUNTS, MEETINGS, PHONE CALLS 2) NAME OF OTHER BUSINESS: MOORMAN, HARTING & CO; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX AND ACCOUNTING SERVICES; START DATE: 10/2010; POSITION/TITLE/RELATIONSHIP: TAX PREPARER; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-03
  • S66 Uniform Combined State Law Examination
    2016-05-03
Other Names
  • Amanda M Otte
  • Mandy M Homan

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