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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moorman, Harting & Co. | Celina | OH | 10/2010 | Present |
| 1St Global Capital Corp | Celina | OH | 01/2016 | 10/2019 |
| 1St Global Advisors, Inc | Celina | OH | 01/2016 | 10/2019 |
| Avantax Insurance Services, Inc. | Celina | OH | 01/2019 | 09/2025 |
| Avantax Advisory Services | Celina | OH | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Celina | OH | 10/2019 | 09/2025 |
| Fixed Insurance Products | Celina | OH | 07/2019 | Present |
| Cetera Wealth Services, Llc | Celina | OH | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) MOORMAN HARTING FINANCIAL SERVICES POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 06/01/2017 ADDRESS: 531 E MARKET ST., CELINA OH 45822, United States DESCRIPTION: PROVIDE SERVICE TO CLIENT ACCOUNTS, MEETINGS, PHONE CALLS 2) NAME OF OTHER BUSINESS: MOORMAN, HARTING & CO; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX AND ACCOUNTING SERVICES; START DATE: 10/2010; POSITION/TITLE/RELATIONSHIP: TAX PREPARER; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-03 |
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