Douglas M Bertke

Current Employers

Employment History

• 10/2007 → Present
  Moorman, Harting & Company
  Coldwater, OH
• 07/2008 → 10/2019
  1St Global Advisors, Inc.
  Celina, OH
• 07/2008 → 10/2019
  1St Global Capital Corp.
  Celina, OH
• 01/2016 → 09/2025
  Avantax Insurance Services, Inc.
  Celina, OH
• 10/2019 → 09/2025
  Avantax Advisory Services
  Celina, OH
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Celina, OH
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Celina, OH
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Celina, OH
• 2008-08-29 → 2019-10-25
  1St Global Advisors Inc
  Celina, OH

Other Businesses

1) MOORMAN HARTING FINANCIAL SERVICES POSITION: Financial Advisor NATURE: FNANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2007 DESCRIPTION: Provide financial services to clients. 2) CELINA-MERCER COUNTY CHAMBER OF COMMERCE POSITION: Treasurer NATURE: Celina Mercer Chamber of Commerce is a local business association with the goal of promoting and fostering it's local member businesses along with all businesses within the Celina/Mercer County Area. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2014 ADDRESS: 121 E Logan St, Celina OH 45822, United States DESCRIPTION: Will serve as treasurer. Responsible for monitoring income and expenses of organization, presenting financial statements to the board, signing some checks (amounts over $2,000). All accounts with signature authority include only cash and certificates of deposit. No securities accounts. 3) MERCER COUNTY REVOLVING LOAN REVIEW BOARD POSITION: Board Member NATURE: I will be one of several local business people serving as a volunteer on the board. Board members are responsible for approving business loans from the county revolving loan fund. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2020 ADDRESS: 101 N Main Street, Celina OH 45822, United States DESCRIPTION: Review of loan requests including financial documentation. Attend monthly meeting to discuss request and cast vote on whether loan application should be approved. 4) MOORMAN, HARTING & COMPANY; ACCOUNTANT; Accounting/CPA; NIR;10/01/2007;

Exams

• S66 Uniform Combined State Law Examination
  2008-08-28