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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Co. | Beaumont | TX | 12/2023 | Present |
| Aflac | Lumberton | TX | 09/2023 | 11/2023 |
| Southern New Hampshire University | Manchester | NH | 01/2020 | 09/2023 |
| Homemaker | Buna | TX | 08/2018 | 01/2020 |
| Education First Federal Credit Union | Beaumont | TX | 10/2017 | 08/2018 |
| 1St Choice Automotive | Beaumont | TX | 05/2017 | 07/2017 |
| Kids Castle Learning Center | Bridge City | TX | 01/2016 | 05/2017 |
| Express Employment Professionals | Beaumont | TX | 07/2017 | 10/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-06 |
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