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1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-10 |
Branch Locations
8141 Gladys Ave Suite 101, Beaumont, TX 77706 • United States
1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horter Investment Management, Llc | Beaumont | TX | 02/2012 | 06/2017 |
| Safe Harbor Estate & Retirement Planners, Llc | Beaumont | TX | 08/2015 | 06/2017 |
| Ae Wealth Management, Llc | Topeka | KS | 06/2017 | 06/2021 |
| Royal Fund Management, Llc | Beaumont | TX | 06/2021 | Present |
1) 09/1982 Independent Licensed insurance Agent; Investment Related; Beaumont, TX; 160 hours per month; 160 hours per month during securities trading hours; Annuities and Life Insurance. 2) 8/2015 Safe Harbor Estate & Retirement Planners, LLC; Investment Related; Owner; Beaumont TX; 0 Hours Spent; Collects Fees
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-19 |
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