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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-28 |
| KS | RA | APPROVED | 2024-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Butler Community College | El Dorado | KS | 06/2013 | 12/2023 |
| Gough Financial Group | Wichita | KS | 12/2023 | Present |
| Cetera Advisor Networks | El Segundo | CA | 12/2023 | 02/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2024 | Present |
| Soma | Wichita | KS | 10/2024 | 12/2024 |
1. Name: Gough Financial Group Investment related: Financial planning & wealth management Address: 740 West 2nd St. N Ste. 100 Wichita KS 67203 Job Title: Client Support Specialist Start Date: 12/04/2023 40 hours per week (full-time) 40 hours per week (full-time) I am currently working as a salaried employee doing administrative assistance for a group of financial advisors; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 05/2024, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 2, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: GOUGH FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NOTARIAL SERVICES, START DATE: 12/2025, POSITION/TITLE/RELATIONSHIP: NOTARY, APX NUMBER OF HOURS PER WEEK: .25, APX NUMBER OF HOURS DURING TRADING HOURS: .25, BRIEF DESCRIPTION OF DUTIES: NOTARY SERVICES TO CLIENTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-10 |
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