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Ashley Marie Zulauf

LPl Financial LLC

Itasca, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-03-26
  • IL RA
    APPROVED
    Since 2024-03-26

Branch Locations

333 Pierce Road, Suite 405, Itasca, IL 60143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zulauf Financial Services Itasca IL 01/2018 11/2023
Indiana University Bloomington IN 08/2019 05/2023
Middle/High School Wheaton IL 01/2013 01/2018
Lpl Financial Llc Itasca IL 12/2023 Present
  • 01/2018 → 11/2023
    Zulauf Financial Services
    Itasca, IL
  • 08/2019 → 05/2023
    Indiana University
    Bloomington, IN
  • 01/2013 → 01/2018
    Middle/High School
    Wheaton, IL
  • 12/2023 → Present
    Itasca, IL
Other Businesses

1. 09/09/2024 - Zulauf Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date DBA for LPL Business (entity for LPL business) - 160 Hours Per Month/ 8 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-23
  • S66 Uniform Combined State Law Examination
    2024-03-23
Other Names
  • Ashley Marie Zulauf
  • Ashley Zulauf

View on SEC IAPD

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