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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-14 |
| FL | RA | APPROVED | 2025-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Elmsford | NY | 10/2023 | 01/2025 |
| Mml Investors Services, Llc | Elmsford | NY | 12/2023 | 01/2025 |
| Fairfield University | Fairfield | CT | 09/2020 | 05/2024 |
| Mutual Security Credit Union | Shelton | CT | 05/2022 | 05/2023 |
| Ridgewood Country Club | Danbury | CT | 06/2020 | 01/2022 |
| Big Y World Class Market | New Milford | CT | 06/2018 | 08/2020 |
| Unemployed | Danbury | CT | 01/2013 | 05/2018 |
| Unemployed | Danbury | CT | 06/2023 | 09/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palm Beach | FL | 02/2025 | Present |
| Barnum Financial Group | Elmsford | NY | 06/2023 | 10/2023 |
| Barnum Financial Group | Elmsford | NY | 10/2024 | 01/2025 |
| Patrick Gallagher & Associates Wealth Management | Elmsford | NY | 10/2023 | 05/2024 |
| Bank Of America, N.A. | Palm Beach | FL | 03/2025 | Present |
I*4530269 Entity Type: Charitable Name of OBA: Canterbury School Address: New Milford, Connecticut, 6776 Investment Related: No Position, Title, Association: Officer Employee Start Date: 05/16/2026 Number of Hours: 8, Monthly Number of Hours during trading: 2, Monthly Duties: I will be serving as the President of the Canterbury School Southern Florida Alumni Chapter, where our focus will be hosting events that embody my alma mater's five core values: Honesty, Respect, Compassion, Spirituality, and Self-Reliance. Events will vary from being socially-driven, service-based, or spiritual. The goal is to include alumni of all ages to celebrate a shared affinity for the school and its people. Coordinating events, targeted outreach, serving as host and conduit between participants and school.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-26 |
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