Best Investors Account Sign in

Silas Um

Equitable Advisors, LLC

Austin, TX

Claim This Profile
Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-09
  • TX RA
    APPROVED
    Since 2026-04-09

Branch Locations

8911 N. Capital Of Texas Highway Bldg 4, Suite4350, Austin, TX 78759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 12/2023 Present
Unemployed Austin TX 09/2023 11/2023
Bny Mellon Houston TX 09/2022 09/2023
Unemployed Houston TX 05/2022 09/2022
Jinya Ramen Bar Houston TX 08/2019 11/2020
Ohn Korean Eatery Houston TX 09/2017 07/2018
Sonic Sugar Land TX 06/2016 01/2017
University Of Houston Houston TX 08/2018 05/2022
Kempner High School Sugar Land TX 08/2014 05/2018
  • 12/2023 → Present
    Equitable Advisors, Llc
    New York, NY
  • 09/2023 → 11/2023
    Unemployed
    Austin, TX
  • 09/2022 → 09/2023
    Bny Mellon
    Houston, TX
  • 05/2022 → 09/2022
    Unemployed
    Houston, TX
  • 08/2019 → 11/2020
    Jinya Ramen Bar
    Houston, TX
  • 09/2017 → 07/2018
    Ohn Korean Eatery
    Houston, TX
  • 06/2016 → 01/2017
    Sonic
    Sugar Land, TX
  • 08/2018 → 05/2022
    University Of Houston
    Houston, TX
  • 08/2014 → 05/2018
    Kempner High School
    Sugar Land, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-09
S63 Uniform Securities Agent State Law Examination 2024-04-10
  • S65 Uniform Investment Adviser Law Examination
    2026-03-09
  • S63 Uniform Securities Agent State Law Examination
    2024-04-10

View on SEC IAPD

Other Firms

AUSTIN MONEY MANAGEMENT CORPORATION
EVERLONG FINANCIAL
EDWARD JONES
HARRELL INVESTMENT PARTNERS, LLC
WEATHERGAGE CAPITAL, LLC
LBJ FAMILY WEALTH ADVISORS, LTD.
JAMES S. MARROQUIN, CFP
OSAIC WEALTH, INC.

Other Investors

STEVEN DOUGLAS AYCOCK
ALEXANDER BURTON YEAGER
Jonathan Martin Haefner
David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor