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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-11-14 |
Branch Locations
475 Kilvert Street Suite 135, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Warwick | RI | 10/2023 | Present |
| United States Coast Guard | Narragansett | RI | 09/2015 | Present |
| The Prudential Insurance Company Of America | Warwick | RI | 04/2024 | 11/2024 |
| Lpl Enterprise, Llc | Warwick | RI | 11/2024 | Present |
1) 02/27/2025- U.S. Coast Guard- Outside/W-2 Employment- Search and Rescue, Law Enforcement, and Training- not inv. related- at Narragansett, RI- start date 09/15/2015- 160hrs/mnth-64hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-02 |
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