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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-06-26 |
Branch Locations
10275 W Higgins Road Suite 200, Rosemont, IL 60018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Schaumburg | IL | 10/2023 | 04/2024 |
| Vuc/Cap Inc | Allentown | PA | 05/2021 | 10/2023 |
| Circle K | Corona | CA | 03/2019 | 05/2021 |
| Buchanan Energy | Elk Grove | IL | 12/2010 | 03/2019 |
| Thrivent Investment Management Inc | Geneva | IL | 04/2024 | 06/2025 |
| Thrivent Financial | Appleton | WI | 09/2024 | 04/2025 |
| Thrivent Financial | Appleton | WI | 04/2025 | 06/2025 |
| Lpl Enterprise Llc | Downers Grove | IL | 06/2025 | Present |
1. 06/25/2025 - Towne Place Condominium Association - Non-Profit Board Member - NOT INV REL - Schaumburg, IL - Start Date 11/13/2023 - 10 HRS/MO | 0 HRS/MO DURING TRADING 2. 06/25/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Start Date 06/24/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 06/25/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Start Date 06/24/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-09 |
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