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Nicholas Vincent Azzopardi

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayne, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-18
  • NJ RA
    APPROVED
    Since 2026-08-18

Branch Locations

1700 State Route 23, Wayne, NJ 07470 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hartz Capital Secaucus NJ 06/2021 08/2021
Hartz Capital Secaucus NJ 06/2022 08/2022
River Capital Group New York NY 06/2023 07/2023
Wagner College Staten Island NY 08/2019 05/2024
Wayne Hills Highschool Wayne NJ 09/2015 06/2019
Ubs Financial Services Inc. Weehawken NJ 01/2024 07/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayne NJ 07/2026 Present
Boys And Girls Club Wayne NJ 06/2018 09/2018
  • 06/2021 → 08/2021
    Hartz Capital
    Secaucus, NJ
  • 06/2022 → 08/2022
    Hartz Capital
    Secaucus, NJ
  • 06/2023 → 07/2023
    River Capital Group
    New York, NY
  • 08/2019 → 05/2024
    Wagner College
    Staten Island, NY
  • 09/2015 → 06/2019
    Wayne Hills Highschool
    Wayne, NJ
  • 01/2024 → 07/2026
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 07/2026 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Wayne, NJ
  • 06/2018 → 09/2018
    Boys And Girls Club
    Wayne , NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-16
  • S66 Uniform Combined State Law Examination
    2024-12-16

View on SEC IAPD

Other Firms

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LPL ENTERPRISE, LLC
J.P. MORGAN SECURITIES LLC
EDWARD JONES
HIGHLAND FINANCIAL ADVISORS, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Other Investors

BETH ELLEN BRADEN-CORN
MARK SZWAGULINSKI
WALTER JAY GOLCZEWSKI
JOHN PAUL BARBARY
ERIC R LEVENS
GEORGE RICHARD BARNES
NEIL FRANCIS BURKE
Maria Mark

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Wayne, NJ
TD PRIVATE CLIENT WEALTH LLC · Pompton Plains, NJ
CETERA INVESTMENT ADVISERS LLC · WAYNE, NJ
LPL ENTERPRISE, LLC · RIVERDALE, NJ
J.P. MORGAN SECURITIES LLC · Pompton Plains, NJ
EDWARD JONES · POMPTON PLAINS, NJ
HIGHLAND FINANCIAL ADVISORS, LLC · RIVERDALE, NJ
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · RIVERDALE, NJ

More in Wayne, NJ

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