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Joseph Sparks

Charles Schwab & Co., Inc.

Indianapolis, IN

CRD 7840429

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-05-01
  • IN RA
    APPROVED
    Since 2026-05-01

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Qdoba Fishers IN 06/2019 06/2021
Ronin Inc. Indianapolis IN 06/2021 Present
Anarchy Axe Throwing Indianapolis IN 10/2019 04/2022
Forvis, Llc Indianapolis IN 01/2023 04/2023
Unemployed Indianapolis IN 03/2014 06/2019
Charles Schwab & Co., Inc Indianapolis IN 03/2024 Present
  • 06/2019 → 06/2021
    Qdoba
    Fishers, IN
  • 06/2021 → Present
    Ronin Inc.
    Indianapolis, IN
  • 10/2019 → 04/2022
    Anarchy Axe Throwing
    Indianapolis, IN
  • 01/2023 → 04/2023
    Forvis, Llc
    Indianapolis, IN
  • 03/2014 → 06/2019
    Unemployed
    Indianapolis, IN
  • 03/2024 → Present
    Charles Schwab & Co., Inc
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-01
S63 Uniform Securities Agent State Law Examination 2024-07-31
  • S66 Uniform Combined State Law Examination
    2026-05-01
  • S63 Uniform Securities Agent State Law Examination
    2024-07-31
Other Names
  • Joey Sparks

View on SEC IAPD

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Nearby Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
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