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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-02-02
MD RA APPROVED 1999-08-04
  • NC RA
    APPROVED
    Since 2023-02-02
  • MD RA
    APPROVED
    Since 1999-08-04

Branch Locations

8825 Stanford Blvd Ste 200, Columbia, MD 21045 • United States

Biltmore Lake, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbia MD 09/2005 03/2020
Ameriprise Financial Services, Llc Columbia MD 03/2020 Present
Other Businesses

Business Ownership; CRM LLC; Paying Business Operating expenses; Created for tax purposes; 8825 Stanford Blvd, Suite 200, Columbia, MD, 21045; Not Investment-Related; 10/03/2012; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-15
  • S66 Uniform Combined State Law Examination
    1999-07-15
Other Names
  • Christopher Ryan Moser
  • Chris Moser

View on SEC IAPD

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