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Denise Kay Melton

Midland Wealth Management

Rockford, IL

CRD 7839141

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Employer firm

Midland Wealth Management CRD 324997

$3.16B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Midland Wealth Management

1201 Network Centre Drive, Effingham, IL 62401 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-06
  • IL RA
    APPROVED
    Since 2024-11-06

Branch Locations

6838 E State Street, Rockford, IL 61108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midland States Bank Rockford IL 03/2011 Present
Midland Wealth Advisors, Llc Rockford IL 11/2023 Present
  • 03/2011 → Present
    Midland States Bank
    Rockford, IL
  • 11/2023 → Present
    Midland Wealth Advisors, Llc
    Rockford, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-06
  • S65 Uniform Investment Adviser Law Examination
    2024-11-06

View on SEC IAPD

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Nearby Investors

JASON JEFFREY WERNER
JENNIFER ELISE LEWIS
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Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · ROCKFORD, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCKFORD, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Rockford, IL

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