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Douglas Jake Lauricella

Ubs Financial Services Inc.

Red Bank, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-14
  • NJ RA
    APPROVED
    Since 2025-07-14

Branch Locations

140 Broad Street Suite 100, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Red Bank NJ 12/2023 Present
Cornell University Ithaca NY 08/2023 Present
St. John Vianney High School Holmdel NJ 09/2019 07/2023
Ranney School Tinton Falls NJ 09/2016 08/2019
  • 12/2023 → Present
    Ubs Financial Services, Inc
    Red Bank, NJ
  • 08/2023 → Present
    Cornell University
    Ithaca, NY
  • 09/2019 → 07/2023
    St. John Vianney High School
    Holmdel, NJ
  • 09/2016 → 08/2019
    Ranney School
    Tinton Falls, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-18
  • S66 Uniform Combined State Law Examination
    2025-01-18

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
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