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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-03-06
  • MN RA
    APPROVED
    Since 2024-03-06

Branch Locations

2701 University Avenue Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Elk River MN 01/2013 08/2019
Turf Enterprise Incorporated Rogers MN 05/2020 07/2020
College Student Franklin Springs GA 08/2019 05/2023
Midwest Landscapes Ostego MN 05/2021 08/2021
Scherer Bros Truss Manufacturing Albertville MN 05/2022 08/2022
Ashco Exteriors Champlin MN 05/2022 08/2022
Unemployed Big Lake MN 06/2023 12/2023
Cetera Wealth Services, Llc El Segundo CA 12/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2013 → 08/2019
    Student
    Elk River, MN
  • 05/2020 → 07/2020
    Turf Enterprise Incorporated
    Rogers, MN
  • 08/2019 → 05/2023
    College Student
    Franklin Springs, GA
  • 05/2021 → 08/2021
    Midwest Landscapes
    Ostego, MN
  • 05/2022 → 08/2022
    Scherer Bros Truss Manufacturing
    Albertville, MN
  • 05/2022 → 08/2022
    Ashco Exteriors
    Champlin, MN
  • 06/2023 → 12/2023
    Unemployed
    Big Lake, MN
  • 12/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: LIFE INSURANCE, SECURITIES, BUSINESS PLANNING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-02
  • S66 Uniform Combined State Law Examination
    2024-03-02

View on SEC IAPD

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