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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-12-16 |
Branch Locations
400 Junction Dr, Glen Carbon, IL 62034 • United States
17151 Chesterfield Airport Rd, Chesterfield, MO 63005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Community Credit Union | Chesterfield | MO | 11/2023 | Present |
| Lpl Financial | Chesterfield | MO | 11/2023 | Present |
| First Community Credit Union | Chesterfield | MO | 04/2022 | 11/2023 |
| First Community Credit Union | Chesterfield | MO | 06/2019 | 04/2022 |
| First Community Credit Union | Chesterfield | MO | 06/2017 | 06/2019 |
| First Community Credit Union | Chesterfield | MO | 06/2016 | 06/2017 |
1) 05/2024 - Investment Services at First Community / Financial Institution Duty / Officer Manager / Inv. Related / Chesterfield MO / Start date 11/17/2023 - 150 Hrs per month - 2) 05/2024 - First Community Credit Union / Notary / Inv. Related / Chesterfield MO / Start date 07/29/2023 3) 06/20/2024 - Investment Services at First Community / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-13 |
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