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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-05-01 |
Branch Locations
6 Ginger Creek Parkway, Glen Carbon, IL 62034 • United States
107 W. Main Street, Belleville, IL 62223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 05/2015 | Present |
| Cadagin-Prosser Financial Group | Glen Carbon | IL | 05/2015 | Present |
1.Cadagin & Prosser Financial Group, insurance agent selling fixed insurance products, conducted at branch, investment related. 2. Co-owner, Cadagin & Prosser Financial Group, Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 4/09/2020; 0% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-11-11 |
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