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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-25
  • NY RA
    APPROVED
    Since 2024-07-25

Branch Locations

4809 State Highway 30, Amsterdam, NY 12010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Amsterdam NY 11/2023 Present
Wells Fargo Bank, N.A. Boston MA 01/2017 09/2023
Northeastern University Boston MA 09/2013 05/2018
Unemployed Amsterdam NY 10/2023 10/2023
  • 11/2023 → Present
    Amsterdam, NY
  • 01/2017 → 09/2023
    Wells Fargo Bank, N.A.
    Boston, MA
  • 09/2013 → 05/2018
    Northeastern University
    Boston, MA
  • 10/2023 → 10/2023
    Unemployed
    Amsterdam, NY
Other Businesses

1) 02/2024 - Olsen Investment Management / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-23
  • S66 Uniform Combined State Law Examination
    2024-07-23

View on SEC IAPD

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