Mark Lawrence Spagnola

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-11-03

NY RA
APPROVED

Since 2023-11-03

Branch Locations

1466 Midline Rd, Amsterdam, NY 12010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Spagnola * Spagnola Bookkeeping & Tax	Amsterdam	NY	01/1996	Present
Fsc Securities Corporation	Amsterdam	NY	02/2009	11/2023
Osaic Wealth, Inc.	Amsterdam	NY	11/2023	Present

01/1996 → Present

Spagnola * Spagnola Bookkeeping & Tax

Amsterdam, NY
02/2009 → 11/2023

Fsc Securities Corporation

Amsterdam, NY
11/2023 → Present

Osaic Wealth, Inc.

Amsterdam, NY

Previous Registrations

2021-04-26 → 2023-11-03

Fsc Securities Corporation

Amsterdam, NY

Other Businesses

1) SPAGNOLA & SPAGNOLA ACCOUNTING FIRM LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 01/01/2017 ADDRESS: 1466 Midline Road, Amsterdam NY 12010, United States DESCRIPTION: Accounting & Tax Preparation

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-01-26

S63 Uniform Securities Agent State Law Examination

1998-01-26

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

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