Joseph Thomas Casey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2025 → Present
  Lpl Financial Llc
  New Richmond, WI
• 09/2024 → 05/2025
  University Of Wisconsin- La Crosse
  La Crosse, WI
• 05/2024 → 08/2024
  Northwestern Mutual
  Woodbury, MN
• 09/2021 → 04/2024
  University Of Wisconsin- La Crosse
  La Crosse, WI
• 05/2021 → 08/2023
  Hopkins Electric
  New Richmond, WI
• 01/2010 → 04/2021
  New Richmond School District
  New Richmond, WI

Other Businesses

1- 04/2025 / Mowing - Boardman Cemetery / Outside/W-2 Employment / Not Investment Related / 16 hrs mth / New Richmond, Wisconsin / Start date: 04/01/2019 2- 04/2025 / RCU Wealth Management at Royal Credit Union / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2025-08-01

Other Names

• Joe Casey