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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2009-05-21 |
Branch Locations
825 U.S. Highway 8 Suite 2A, St. Croix Falls, WI 54020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Saint Croix Falls | WI | 07/2001 | Present |
| Raymond James Financial Services Advisors | Saint Croix Falls | WI | 05/2009 | Present |
| The Rivergroup | Saint Croix Falls | WI | 03/2001 | Present |
(1) Name of Business: The RiverGroup Address: 825 US Highway 8 Ste 2A, Saint Croix Falls, WI, 54024, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/19/2001 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-12 |
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