Best Investors Account Sign in
Inactive

Christopher Kevin Hoffarth

Modern Wealth Management, LLC

Kansas City, MO

Rochester, NY

Claim This Profile
Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-29
  • NY RA
    APPROVED
    Since 2024-02-29

Branch Locations

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

One Bausch & Lomb Place Suite 900, Rochester, NY 14604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Ehnancement Group Pittsford NY 11/2021 02/2022
Wealth Ehnahcement Advisory Services Pittsford NY 11/2021 02/2022
Qci Asset Management Pittsford NY 10/2013 10/2021
Lpl Financial Rochester NY 01/2022 02/2024
Modern Wealth Management, Llc Lenexa KS 02/2024 Present
Mutual Securities Group, Inc. Omaha NE 02/2024 Present
  • 11/2021 → 02/2022
    Wealth Ehnancement Group
    Pittsford, NY
  • 11/2021 → 02/2022
    Wealth Ehnahcement Advisory Services
    Pittsford, NY
  • 10/2013 → 10/2021
    Qci Asset Management
    Pittsford, NY
  • 01/2022 → 02/2024
    Lpl Financial
    Rochester, NY
  • 02/2024 → Present
    Modern Wealth Management, Llc
    Lenexa, KS
  • 02/2024 → Present
    Mutual Securities Group, Inc.
    Omaha, NE
Previous Registrations
Other Businesses

1/2022: Beltz, Ianni, & Associates - DBA for Mutual Securities Inc. / Investment Related / Rochester, NY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-29
S63 Uniform Securities Agent State Law Examination 2022-04-30
  • S65 Uniform Investment Adviser Law Examination
    2023-12-29
  • S63 Uniform Securities Agent State Law Examination
    2022-04-30
Other Names
  • Christopher Kevin Hoffarth
  • Christopher Hoffarth

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
EDWARD JONES
DOMINION PORTFOLIO MANAGEMENT, INC.
COPPER FINANCIAL
OSAIC WEALTH, INC.
MARKET INVESTMENT GROUP, LLC

Other Investors

FRANK JOSEPH JANACARO
SETH ALLAN KEETHLER
William Scott Wiley
Frederick G Prewitt
JOSEPH MARINO ST GEORGE
Joseph T Yates
ADELINE ELIZABETH KROPF
Michael Andrew Keeton

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO
EDWARD JONES · KANSAS CITY, MO
DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO
COPPER FINANCIAL · Kansas City, MO
OSAIC WEALTH, INC. · KANSAS CITY, MO
EDWARD JONES · KANSAS CITY, MO

More in Kansas City, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor