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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-09-03 |
| CA | RA | APPROVED | 2014-06-09 |
| CO | RA | APPROVED | 2014-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Westminster | CO | 05/2014 | Present |
| Windy City Housing Llc | Erie | CO | 04/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Westminster | CO | 05/2014 | Present |
Entity Name: Windy City Housing LLC Investment related: No Address: Erie, CO Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is an LLC that my wife and I opened to rent out a residential property that we own
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-06 |
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