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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-08-25 |
| CO | RA | APPROVED | 2011-01-03 |
Branch Locations
260 W 136Th Ave, Westminster, CO 80234 • United States
1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States
7375 W 52Nd Ave, Arvada, CO 80002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank N.A. | Broomfield | CO | 03/2006 | Present |
| Wells Fargo Advisors Llc | Broomfield | CO | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Broomfield | CO | 11/2016 | Present |
TIMBER LAKE CABIN, LLC, INVT RELATED, GRAND LAKE, CO, 50% OWNERSHIP WITH SPOUSE, START DATE 12/21/2019, 1 HR PER MONTH, 0 HRS DURING TRADING, LLC MANAGER. TIMBER FOX CONDO ASSOCIATION, INV RELATED, WINTER PARK, CO, TREASURER, START 3/6/2024, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, BUDGET, OVERSIGHT OF EXPENSES AND BALANCE SHEET. RENTAL PROPERTY; INV RELATED; WINTER PARK, CO; 100% OWNERSHIP; START DATE 12/15/2024; 1 HR PER MONTH; 0 DURING TRADING; OWNER OF RENTAL PROPERTY. TIMBER FOX CONDO ASSOICATION ; NOT INV RELATED;WINTER PARK,CO; CONDO BUILDINGS; BOARD OF DIRECTORS; START DATE: 02/28/2028; 4 HRS PER MONTH; 0 HRS DURING TRADING; ROAMING WINTER FOX LLC ; INV RELATED;WINTER PARK,CO; MANAGES A SINGLE RENTAL PROPERTY IN WINTER PARK ;50% OWNERSHIP; ; START DATE: 12/30/2024; 2 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 1066 ROCKY MOUNTAIN DRIVE; INV RELATED; GRAND LAKE,CO; RENTAL PROPERTY OWNED BY TIMBER LAKE CABIN LLC ; 25% OWNERSHIP; ; START DATE: 12/01/2020; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-04 |
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