Karol Ulloa

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-03-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Tampa	FL	02/2024	03/2026
Shred-It / Stericycle	Tampa	FL	07/2022	11/2023
Pls Logistics Services (Pls)	Tampa	FL	10/2021	07/2022
Amazon	Ruskin	FL	07/2020	03/2021
Family Management	Tampa	FL	04/2021	09/2021
Family Management	Tampa	FL	07/2019	06/2020
Angel Senior Living	Lutz	FL	02/2019	06/2019
Hillsborough Community College	Tampa	FL	01/2019	06/2019
Extended Travel	Tampa	FL	08/2018	12/2018
Pre-University School	Tampa	FL	04/2018	07/2018
Leto High School	Tampa	FL	08/2015	04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fort Worth	TX	02/2026	Present
Panda Restaurant Group, Inc	Tampa	FL	05/2017	06/2017
Bank Of America, N.A.	Fort Worth	TX	04/2026	Present

02/2024 → 03/2026

Morgan Stanley Smith Barney Llc

Tampa, FL
07/2022 → 11/2023

Shred-It / Stericycle

Tampa, FL
10/2021 → 07/2022

Pls Logistics Services (Pls)

Tampa, FL
07/2020 → 03/2021

Amazon

Ruskin, FL
04/2021 → 09/2021

Family Management

Tampa, FL
07/2019 → 06/2020

Family Management

Tampa, FL
02/2019 → 06/2019

Angel Senior Living

Lutz, FL
01/2019 → 06/2019

Hillsborough Community College

Tampa, FL
08/2018 → 12/2018

Extended Travel

Tampa, FL
04/2018 → 07/2018

Pre-University School

Tampa, FL
08/2015 → 04/2018

Leto High School

Tampa, FL
02/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Worth, TX
05/2017 → 06/2017

Panda Restaurant Group, Inc

Tampa, FL
04/2026 → Present

Bank Of America, N.A.

Fort Worth, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-01-24
S63	Uniform Securities Agent State Law Examination	2025-08-05

Other Firms