Nicole Lynn Wilken

Employer firm

Financial Perspectives CRD 135549

$1.17B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• RETIREMENT PLAN CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → Present
  Financial Perspectives, Inc.
  Plymouth, MN
• 08/2013 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Other Businesses

1) FINANCIAL PERSPECTIVES. RIA. INVESTMENT RELATED. INVESTMENT ADVISOR REPRESENTATIVE. 3300 Fernbrook Lane N, Suite 250, MINNEAPOLIS, MN 55447. 04/2010. 2) FP Tax and Accounting, LLC DBA Dugan & Company- 3300 FERNBROOK LANE N, SUITE 250, MINNEAPOLIS, MN 55447. NOT INVESTMENT RELATED. SEASONAL, JAN-APR. 3) INSURANCE AGENT- LIFE, HEALTH AND VARIABLE. VARIOUS CARRIERS. NOT INVESTMENT RELATED. 08/1996. 4) NOTARY PUBLIC, STATE OF MN. NOT INVESTMENT RELATED. 01/2000

Exams

• S66 Uniform Combined State Law Examination
  2009-02-03
• S63 Uniform Securities Agent State Law Examination
  1999-06-15

Other Names

• Nicole Lynn Erickson