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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-11 |
| AZ | RA | APPROVED | 2024-03-12 |
Branch Locations
3131 E Camelback Road Suite 100, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Cincinnati | Cincinnati | OH | 08/2016 | 08/2019 |
| Georgetown College | Georgetown | KY | 08/2019 | 05/2021 |
| Doordash | St. Louis | MO | 03/2020 | 09/2020 |
| Old Warson Country Club | St. Louis | MO | 06/2021 | 09/2021 |
| Kane County Cougars | Geneva | IL | 04/2022 | 09/2022 |
| Firerock Country Club | Fountain Hills | AZ | 10/2021 | Present |
| Renaissance Financial Corporation | Phoenix | AZ | 11/2023 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 12/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2024 | Present |
1. NAME OF OTHER BUSINESS: FIREROCK COUNTRY CLUB; INVESTMENT RELATED: NO; ADDRESS: FOUNTAIN HILLS, AZ 85268 NATURE OF BUSINESS: SERVICE INDUSTRY; START DATE: 10/2021; POSITION/TITLE/RELATIONSHIP: BARTENDER; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: BARTENDER; 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: November 2023 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-20 |
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